In-plane and out-of-plane anisotropy in the optical and dielectric properties of YBa2Cu3O7-x superconducting film

YBa2Cu3O7-x (YBCO) is a crucial aspect of research in the field of superconducting applications, where its high anisotropy is generally undesirable in strong power transmission. However, from a dialectical perspective, a thorough investigation of material anisotropy can offer an additional degree of freedom to tune potential properties and design innovative devices. This work employed pulsed laser deposition to fabricate a high-quality YBCO thin film (Tc = 89 K) and used the Mueller matrix spectroscopic ellipsometer (MMSE) to determine the complete dielectric tensor of the YBCO film across the ultraviolet to near-infrared spectrum (245-1000 nm), enabling a comprehensive, quantitative study of the optical anisotropy of YBCO. It provided optical constants and dielectric function spectra for different axes. We found that YBCO exhibits birefringence and dichroism both in-plane and out-of-plane. By combining standard critical point (SCP) analysis and first-principles calculations, we identified specific interband transitions related to SCP in the YBCO dielectric spectra, revealing the physical essence of anisotropic optical transitions from a quantum mechanical standpoint. Temperature-dependent studies of the transitions and optical constants were conducted. The work fills a partial void in the optical parameters of the anisotropy of YBCO and holds relevance for understanding the origins of copper-based hightemperature superconductivity.