Financial services and markets tribunal clarifies both its own jurisdiction and the scope of market abuse

被引：0

作者：

Gray, Joanna ^{[1
]}

机构：

[1] Univ Newcastle Tyne, Newcastle Upon Tyne, Tyne & Wear, England

来源：

JOURNAL OF FINANCIAL REGULATION AND COMPLIANCE | 2007年 / 15卷 / 01期

关键词：

Tribunals; Insider trading;

D O I：

10.1108/13581980710727056

中图分类号：

F8 [财政、金融];

学科分类号：

0202 ;

摘要：

Purpose - To report and comment on the tribunal case Phillippe Jabre v. FSA Design/methodology/approach - Outlines the facts and explains the decision reached. Findings - Had the tribunal resolved the market abuse issue otherwise it would have flown in the face of the realities of globally integrated financial markets and trading activity. Originality/value - The case sounds a reminder of the width of the rationale for legislating against market abuse and insider trading.

引用

页码：116 / 121

页数：6

共 26 条

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