REGULATING FINANCIAL ADVICE: Lessons from the United States, the United Kingdom and Canada

被引：0

作者：

Bateman, Hazel ^{[1
]}

Kingston, Geoffrey ^{[2
]}

机构：

[1] Univ New South Wales, Sch Risk & Actuarial Studies, Sydney, NSW, Australia

[2] Macquarie Univ, Dept Econ, N Ryde, NSW, Australia

来源：

JASSA-THE FINSIA JOURNAL OF APPLIED FINANCE | 2014年 / 04期

基金：

澳大利亚研究理事会;

关键词：

D O I：

暂无

中图分类号：

F8 [财政、金融];

学科分类号：

0202 ;

摘要：

V In November 2014 the Senate disallowed the Corporations Amendment (Streamlining of Future of Financial Advice) Bill. Now is an opportune time to stand back and draw out implications for Australia from how financial advice is regulated in the leading common law countries. We also draw out implications from the debates in those countries about the regulation of advice. An earlier version of this paper was presented to the 2014 Australian Centre for Financial Studies' Melbourne Money and Finance Conference.(1)

引用

页码：7 / 13

页数：7

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