Interference between units in randomized experiments

被引:200
作者
Rosenbaum, Paul R. [1 ]
机构
[1] Univ Penn, Wharton Sch, Dept Stat, Philadelphia, PA 19104 USA
基金
美国国家科学基金会;
关键词
attributable effect; causal effect; interference; randomized experiment; SUTVA;
D O I
10.1198/016214506000001112
中图分类号
O21 [概率论与数理统计]; C8 [统计学];
学科分类号
020208 ; 070103 ; 0714 ;
摘要
In a randomized experiment comparing two treatments, there is interference between units if applying the treatment to one unit may affect other units. Interference implies that treatment effects are not comparisons of two potential responses that a unit may exhibit, one under treatment and the other under control, but instead are inherently more complex. Interference is common in social settings where people communicate, compete, or spread disease; in studies that treat one part of an organism using a symmetrical part as control; in studies that apply different treatments to the same organism at different times; and in many other situations. Available statistical tools are limited. For instance, Fisher's sharp null hypothesis of no treatment effect implicitly entails no interference, and so his randomization test may be used to test no effect, but conventional ways of inverting the test to obtain confidence intervals, say for an additive effect, are not applicable with interference. Another commonly used approach assumes that interference is of a simple parametric form confined to units that are near one another in time or space; this is useful when applicable but is of little use when interference may be widespread and of uncertain form. Exact, nonparametric methods are developed for inverting randomization tests to obtain confidence intervals for magnitudes of effect assuming nothing at all about the structure of the interference between units. The limitations of these methods are discussed. To illustrate the general approach, two simple methods and two simple empirical examples are discussed. Extension to randomization based covariance adjustment is briefly described.
引用
收藏
页码:191 / 200
页数:10
相关论文
共 44 条
[1]   Pain associated with injection of botulinum A exotoxin reconstituted using isotonic sodium chloride with and without preservative - A double-blind, randomized controlled trial [J].
Alam, M ;
Dover, JS ;
Arndt, KA .
ARCHIVES OF DERMATOLOGY, 2002, 138 (04) :510-514
[2]  
[Anonymous], 1958, Planning of Experiments
[3]   Precedence tests and confidence bounds for complete data: An overview and some results [J].
Chakraborti, S ;
vanderLaan, P .
JOURNAL OF THE ROYAL STATISTICAL SOCIETY SERIES D-THE STATISTICIAN, 1996, 45 (03) :351-369
[4]   LOCALLY WEIGHTED REGRESSION - AN APPROACH TO REGRESSION-ANALYSIS BY LOCAL FITTING [J].
CLEVELAND, WS ;
DEVLIN, SJ .
JOURNAL OF THE AMERICAN STATISTICAL ASSOCIATION, 1988, 83 (403) :596-610
[5]  
COCHRAN W. G., 1937, J. Roy. Statist. Soc., (Suppl.), V4, P233
[6]  
COX DR, 1958, BIOMETRIKA, V45, P69, DOI 10.1093/biomet/45.1-2.69
[7]  
Cox DR, 2000, The theory of the design of experiments
[8]   Designs for interference [J].
David, O ;
Kempton, RA .
BIOMETRICS, 1996, 52 (02) :597-606
[9]   RANDOMIZED SINGLE-SUBJECT EXPERIMENTS AND STATISTICAL TESTS [J].
EDGINGTON, ES .
JOURNAL OF COUNSELING PSYCHOLOGY, 1987, 34 (04) :437-442
[10]   Randomized single-subject experimental designs [J].
Edgington, ES .
BEHAVIOUR RESEARCH AND THERAPY, 1996, 34 (07) :567-574